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Fully Regulated

Operating in five jurisdictions in Canada

Compliance

Finhaven™ Private Markets is operated by Finhaven™ Capital Inc., a registered exempt market dealer and authorized marketplace and clearing agency in British Columbia, Alberta, Saskatchewan, Manitoba, and Ontario.* Finhaven Capital Inc. is a subsidiary of Finhaven™ Technology Inc.

* Finhaven Capital Inc. is a subsidiary of Finhaven™ Technology Inc.

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BC/SK/MB – Exemption from Marketplace & Clearing Agency Requirements on Terms & Conditions

AB/ON – Exemption from Marketplace & Clearing Agency Requirements on Terms & Conditions

SK – Exemption from Clearing Agency Recognition

AB – Exemption from Clearing Agency Recognition

Registration Terms & Conditions

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